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What agency is responsible for fighting money laundering? inizia ad imparare
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National Crime Agency (NCA).
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Which Act relates to criminal property? inizia ad imparare
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Proceeds of Crime Act (POCA) 2002
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What Act deals with conduct that was deemed to include anything which would have been an offence had it been committed in the UK, regardless of where it actually happened? (Spanish bullfighter issue) inizia ad imparare
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Serious Organised Crime and Police Act (SOCPA) 2005
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What Act deals with tax evasion? inizia ad imparare
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The Criminal Finances Act 2017
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What act covers the know your customer requirements? inizia ad imparare
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Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 simply: MLR 2017
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Which group of trade bodies publishes guidance on how firms should interpret AML regulations? inizia ad imparare
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Joint Money Laundering Steering Group (JMLSG) based on: Senior Management Arrangements, Systems and Controls (SYSC) Sourcebook
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POCA establishes five offences: 5 The Proceeds of Crime Act 2002 inizia ad imparare
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Concealing. | Arrangements*. | Acquisition, use and possession. | Failure to disclose. | Tipping off. CAAFT *it could include a person working within a financial organisation giving advice on a transaction.
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Money laundering: Concealing, Arrangements and Acquisition are punishable by a jail term up to... inizia ad imparare
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Money laundering. The Failures to disclose offence covers relevant: Knowledge, | Suspicion or... inizia ad imparare
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The person does not make the required disclosure to a nominated officer (NO). Such as the firm’s money laundering reporting officer (MLRO).
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All three* Failure to disclose offences are are punishable by a jail term of up... *Relevant knowledge, suspicion, and not making a disclosure to a nominated officer (NO). inizia ad imparare
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Money laundering. Tipping off is punishable by a jail term a up to... inizia ad imparare
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It is possible to commit this offence even if you do not know that a report has actually been made.
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Money laundering. What is an objective test? inizia ad imparare
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asks whether a reasonable person would have known or suspected ML, regardless of whether the person actually knew or suspected it.
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Money laundering. Prejudicing investigations, is punishable by a jail term a up to... inizia ad imparare
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READ: 2 offences: Make a disclosure that is likely to prejudice an investigation. | Falsify, conceal or destroy documents relevant to an investigation, or permit such falsification.
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