16. Reporting of Transactions.

Financial instruments are admitted to trading on a trading venue.

Financial instruments where the underlying is a financial instrument traded on a trading venue.

Financial instruments where the underlying is an index or a basket composed of financial instruments treaded on a trading venue.

for example, UnaVista and TRAX.

Unless waivers or deferrals apply.

Unless waivers or deferrals apply.

UK EMIR deal with derivatives, central counterpartie

UK European Market Infrastructure Regulation

UK counterparties report under UK EMIR, and EU counterparties report under EU EMIR. Either counterparty to the trade may delegate reporting to a third party such as a central counterparty (CCP),

Under the UK EMIR, all trades in relation to derivatives contracts must be reported to a trade repository.

e.g. the London branch of a Canadian bank.

Firms must notify via their Electronic Submission System, by 3.30pm on the trading day after the day the position was reached.

Net short position: an investor's total short positions exceed their long positions in the same financial instrument. A short position profits from a price fall, while "net" means all long and short positions are taken into account.

Requiring lenders to notify any significant change in fees. |Restricting short selling. | Restricting sovereign credit default swap transactions.

Introduced on 31 December 2020, following the Brexit.

UK Securities Financing Transactions Regulations.

limitations on the reuse of collateral.

Trade reporting is automatic for all trades executed on the LSE’s electronic order books.

reporting is automatic

If a trade is executed between 7.15am and 8.00am, the report must be submitted before 8.00am. | Regular time trades must submitted before 5.15. | Trades executed outside the trade reporting period, it must be submitted before the start of the next day.

whether the trade is a purchase or sale, | settlement due date, | any special conditions (such as ex-dividend trades), |identity of the reporting member and their counterparty | and other obvious detalis.

open daily publication of closing prices. used for portfolio valuation purposes.

Daily Official List

(a subsidiary of the US Depository Trust & Clearing Corporation (DTCC)), | 21:00 dedline.

Transactions made by UK branches of 3rd-country firms do not have to be reporte, when they have been executed outside the UK.

durable medium, | status of their orders on request, | send a notice confirming the deal details as soon as possible (but no later than on the next business day).